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Securities Industry Essentials & Series 7

Are you taking the Series Exam after October 1, 2018?

Starting October 1, 2018, our best value is an integrated study for both the SIE and Series 7 material at the same time within a single integrated learning experience.

The exam prep training is combined into comprehensive videos and discussions of all topics with course material and test prep questions.

This option will help reduce overall study time for those wanting to take both exams in close succession.

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Securities Industry Essentials (SIE) Course

In this Section you will get familiar with your working environment and the procedural aspects of being a General Securities Representative (registered representative).

You'll obtain the knowledge of standards and required approvals of public communications, the factors that affect securities markets to evaluate investment opportunities for your clients. You will also get familiar with the process that form the framework of oversight for your business activities.

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Series 7 Course

This section will explore your critical job functions, starting with the different account types available, and the authorizations needed to open a new account. The lessons that follow will discuss who gets to manage an account, who supervises account activity, and how to transfer securities to and from accounts.

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SIE + SERIES 7 BUNDLE

Securities Industry Essentials & Series 7

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SAVE

SIE + SERIES 7 BUNDLE

Securities Industry Essentials & Series 7

Are you taking the Series Exam after October 1, 2018?

What's Included

Get Started

Click "Edit Contents" and start uploading your learning material.

Select a course first to display its contents.

No available contents for

Registro y Pago

Registro

Producto

There are no free, paid or coming soon courses in your school yet.Why don't you create one?

The school owner is working hard preparing the courses for you.

Oops, you haven't created any courses yet.

No blog posts found in your blog. Why don't you create one?

There are no free, paid or coming soon courses in your school yet.
Why don't you create one?